Client File Audit Checklist Client File Audit Checklist Please enable JavaScript in your browser to complete this form. Client File Audit Checklist Client File Audit Checklist Territory Disability Services Review Details Client Name and File Number Review Dates (Initial, 3m, 6m, 9m, 12m) Staff Initials File Audit Items ItemYesNoFollow-up Notes Client Code, Name & File # on Front Cover Client File Directory Present Client Intake Form Completed Easy Read Consent Form Participant Cover Page Intake Form Completed and Signed NDIS Plan Service Agreement Additional Supporting Documentation Support Tools Individual Risk Assessment Form Individual Risk Assessment Checklist Progress Notes Template Case Review Plan Completed and Signed Incident Reports Evidence of Critical Incidents Reported Behaviour Support Plan (if relevant) Restrictive Practices Reporting (if relevant) Administration Forms Audit Consent Form Evident and Signed Client Feedback and Complaint Records Client Satisfaction Survey Participants Property Register Client Exit Survey Working Notes ItemYesNo File notes evident for each support session Signature/Initial present after each entry Date present at the start of each entry File notes are related to client’s goals and supports Evidence of leaving care planning (if exited) Corrective Action ActionWho is ResponsibleDue DateCompleted (Yes/No) Submit Reset Submit
